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Scheme of Arrangement Under Companies Act 2013: NCLT Process for Mergers, Demergers

Guide to Scheme of Arrangement under Sections 230-232 of Companies Act 2013. Covers NCLT petition, shareholder/creditor meetings, CCI/SEBI requirements, and effective date of merge...

TaxClue Team Tax & Compliance Expert
4 min read 121 views Updated Aug 21, 2026
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Last updated: August 2026Verified against: Government sources
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Guide to Scheme of Arrangement under Sections 230-232 of Companies Act 2013. Covers NCLT petition, shareholder/creditor meetings, CCI/SEBI requirements, and effective date of merger.

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A Scheme of Arrangement under Sections 230-232 of the Companies Act 2013 is the court-approved mechanism for mergers, demergers, amalgamations, compromises, and corporate restructuring. It requires NCLT approval and is binding on all shareholders and creditors once sanctioned.

Types of Schemes

  • Amalgamation (merger) — Transferor merges into Transferee company
  • Demerger — Business unit transferred to new/existing company
  • Compromise with creditors — restructuring of debt
  • Buy-back of shares through scheme
  • Capital reduction

Step-by-Step NCLT Process

  1. Board Approval: Both companies pass board resolution approving the scheme
  2. First Motion (CA-1): Companies file petition before NCLT seeking directions to convene shareholder/creditor meetings
  3. Meetings: NCLT orders separate meetings of different classes of shareholders and creditors
  4. Approval: Scheme approved by majority in number representing 3/4th in value of shares/debt at meetings
  5. No-objection: Companies obtain NOCs from Income Tax, Stock Exchange, SEBI (for listed), RBI
  6. Second Motion (CA-2): File petition before NCLT for sanction of scheme
  7. NCLT Sanction: NCLT passes order approving scheme
  8. Filing with RoC: Certified copy of NCLT order filed with RoC — effective date of merger

Timeline

Total time: Typically 9-18 months for unlisted companies; up to 24 months for listed companies with SEBI/CCI approvals.

Fast-Track Merger — Section 233

Applicable to: holding-subsidiary mergers, small company mergers, and startups (2024 amendment). No NCLT approval required — just Central Government (RoC) approval. Timeline: 60-90 days. Conditions: No objections from creditors holding 90%+ value + Regional Director approval.

Listed Company Additional Requirements

  • SEBI's No-Objection Letter (for schemes involving listed companies)
  • Fairness opinion from SEBI-registered merchant banker on share swap ratio
  • Disclosure to stock exchanges at each stage
  • CCI approval if combination thresholds met

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Key Facts About Scheme of Arrangement Under

  • Applies in: All states across India, under the relevant central law.
  • Mode: Mostly online via the official government portal.
  • Typical timeline: Ranges from a few days to a few weeks depending on the case.
  • Non-compliance: May attract penalties, interest or late fees.
  • Expert help: TaxClue completes the entire process end to end for you.

What majority is needed for scheme approval at meetings?

Majority in number (more than 50% by count) AND 3/4th by value of shares/debt at the meeting.

What is the fast-track merger under Section 233?

Simplified merger process for holding-subsidiary and small company mergers not requiring NCLT — only Central Government (RoC/Regional Director) approval. Takes 60-90 days.

Over 90% of compliance penalties in India arise from missed due dates — timely handling can save businesses thousands of rupees each year.

— TaxClue Compliance Desk

Scheme of Arrangement Under: a key compliance topic in Indian tax and corporate law that businesses and individuals must understand to remain compliant.

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Why This Matters

Staying compliant with Indian regulations protects your business from penalties, interest and unnecessary legal trouble. It is always wise to maintain proper records and documentation so that any future scrutiny can be handled smoothly. Rules and thresholds in corporate laws are revised periodically, so it helps to review your obligations at the start of each financial year. Professional guidance from a qualified CA, CS or advocate ensures that filings are accurate and submitted well before the due date.

Small businesses and startups especially benefit from setting up a simple compliance calendar to track recurring deadlines. Government portals now allow most applications and filings to be completed online, reducing paperwork and turnaround time. Keeping your PAN, registration certificates and board resolutions organised makes every subsequent filing faster. When in doubt, it is better to seek clarification early rather than risk a notice or a late-filing penalty later.

A clear understanding of the applicable law helps you make confident, well-informed business decisions. TaxClue's experts regularly assist businesses across India with end-to-end corporate laws support at transparent, affordable pricing. Timely compliance also improves your credibility with banks, investors and government authorities. Reviewing your obligations with a professional at least once a year keeps your business audit-ready and stress-free.

Staying compliant with Indian regulations protects your business from penalties, interest and unnecessary legal trouble. It is always wise to maintain proper records and documentation so that any future scrutiny can be handled smoothly.

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Our CA experts guide you through the entire process — registration to filing.

Frequently Asked Questions
What majority is needed for scheme approval at meetings?
Majority in number (more than 50% by count) AND 3/4th by value of shares/debt at the meeting.
What is the fast-track merger under Section 233?
Simplified merger process for holding-subsidiary and small company mergers not requiring NCLT — only Central Government (RoC/Regional Director) approval. Takes 60-90 days.
How long does an NCLT merger take?
Typically 9-18 months for unlisted companies, up to 24 months for listed companies needing SEBI/CCI approvals.
When does a merger become effective?
When the certified copy of the NCLT sanction order is filed with the Registrar of Companies. The effective date is specified in the scheme.
Do listed company mergers need SEBI approval?
Yes. SEBI's No-Objection Letter is required, along with a fairness opinion on the share swap ratio from a SEBI-registered merchant banker.
What is the 'swap ratio' in a merger?
The number of shares of the acquiring company issued to shareholders of the merging company for every share they hold. Must be fair and supported by independent valuation.
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Disclaimer: This article is for general informational purposes only and does not constitute professional tax, legal or financial advice. Laws, rates and due dates change and can vary by individual case — always verify with the relevant government source (e.g. mca.gov.in, incometax.gov.in) or consult a qualified professional before acting. TaxClue accepts no liability for decisions taken based on this content.

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